Regulatory Compliance

Regulatory Compliance

AESI’s compliance specialists provide practical, cost-effective regulatory compliance services, tailored to meet your business needs. We integrate as a member of your team, acting as both consultant and colleague, transferring our knowledge, instilling confidence and empowering your staff, before transitioning to a reliable, trustworthy and dependable resource, anytime you need us!

  • Compliance Assurance
  • Compliance Advisory
  • Compliance Implementation Services
  • Managed Compliance Services

The world's most innovative companies use Workflow

Workcation
Tuple
Level

Our Services

Sustainable Compliance

AESI compliance assurance focuses on supporting the foundation of a good compliance program, promoting a culture of compliance and managing an organization's risk.

Compliance Advisory

At AESI, we know that risk-based compliance advisory and monitoring is the primary focus in the industry; we believe risk-based compliance advisory and monitoring is the primary focus in the industry, putting time and resources where the most significant risks exist.

Compliance Implementation Services

Effective organizational integration is built on a foundation of internal controls that aid in managing risks. AESI has assisted numerous organizations of all sizes and operational makeup with their implementation of regulatory compliance obligations.

Compliance Management

Performing and tracking compliance obligations is time-consuming. Time and resources are limited; AESI can lead and manage one or more compliance activities on behalf of an organization.

Compliance Assurance

AESI compliance assurance focuses on supporting the foundation of a good compliance program, promoting a culture of compliance and managing an organization’s risk.

  • Gap Assessments

    Identify areas of risk and receive remediation recommendations plus actionable value. Identified risks are assigned a severity using a color-coded dashboard that enables the compliance and management team.

  • Regulatory Compliance Programs (RCPs)

    Using a risk-based approach, AESI works with utilities of all sizes to design and implement their overall strategy and central tenets for an effective and sustainable RCP.

  • Policies, Plans & Procedures

    Sustain a healthy compliance posture. AESI can create, review and update an organization’s compliance documentation framework to address the latest regulatory compliance obligations.

  • Witness Preparation Training

    Lorem ipsum dolor sit amet, consectetur adipiscing elit. Fusce ut urna imperdiet, sollicitudin ante quis, pretium risus. Duis tellus est.

  • internal Controls & Evaluation (ICE)

    AESI performs ICEs to assess the effectiveness of an organization’s internal controls program towards the goal of achieving reasonable assurance that meets compliance objectives.

  • Cyber Vulnerability Assessment (CVA)

    Receive a thorough and accurate cyber risk profile with a prioritized list of recommendations and actions plans. AESI offers CVAs in alignment with industry cyber security standards

Unlike many consulting firms that I have dealt with over my career in the electric utility industry AESI does not nickel and dime its clients for minor changes to project scope.

Judith Black

CEO at PureInsights

Compliance Advisory

At AESI, we know that risk-based compliance advisory and monitoring is the primary focus in the industry; we believe risk-based compliance advisory and monitoring is the primary focus in the industry, putting time and resources where the most significant risks exist.

Ad-Hoc Advisory & Support Service

AESI offers an Ad-Hoc Advisory & Support service to augment an organization’s compliance team.

Audit Support

Respond to audit notices, review and update audit submission packages, respond to Requests for Information (RFIs), act as a member of the compliance team

Registration, Certification, Deregistration

Confirm the requirements and need for registration, assist with certifications, build and present cases in support of deregistration

Self-Reporting & Mitigation Plans

Confirm the need to self-report a potential violation of regulatory requirements and develop mitigation plans to prevent future violations

Boost your productivity. Start using AESI Regulatory Compliance Services today.

Supported by staff who have previously worked at utilities in various roles from engineers to linesman, we know the best practices for implanting compliance requirements, developing Reliability Compliance Programs (RCP), and performing audits of regulatory requirements for a diverse body of clientele.

Sign up

Support

Subscribe to our newsletter

The latest news, articles, and resources, sent to your inbox weekly.

© 2022 AESI All rights reserved.